NICOTINE FREEDOM:
INTEGRATING THE NATIONAL CANCER INSTITUTE MODEL - "4-A's"
by Marlene M. Maheu, Ph.D.
The National Cancer Institute advocates four steps when working with nicotine users. These steps are known as the "4-A's," and they are "ask,"
"advise," "assist" and "arrange for follow up." These four steps were
designed primarily for medical settings and require a little modification
when applied to settings where nicotine dependency is addressed professionally.
Ask
This step is directly applicable to all settings. You may want to make it a point to ask about nicotine use on your intake forms as well as
during your intake interview. Be sure to include smokeless tobacco in your
inquiry. Rather than asking, Do you smoke? you might consider a question
such as, Do you use tobacco in any form? If the answer is negative, ask
about any history of tobacco use. Just because someone isn't using tobacco
now doesn't mean they have never used tobacco, nor that they never again
will use tobacco. If someone has a history of tobacco use, make a note in
your chart, and continue to ask about it over time if you have a long-term
relationship.
If the response to your inquiry is affirmative, continue to ask more
questions in a clinical rather than a judgemental tone. Good openers are
What form of tobacco do you use? and Have you ever tried to cut down or
stop? If, at this point, the individual seems to not want to respond, it
would be in order to make a process comment such as, It seems difficult for
you to talk about this. Depending on the response, you may want to simply
make a note in your chart or continue gathering a nicotine history. During
the history taking, you may want to ascertain whether or not the individual
feels "addicted" to nicotine.
Another good question at this point is, What has happened when you did try to stop in the past? This information will help you diagnose the individual
in terms of stage of readiness to change as well as in terms of
appropriateness of referral for psychiatric medication if depressed or
anxious. This will be discussed in further detail in the training workshop.
How To Ask About Tobacco Use
- Do you use tobacco in any form?
- What form of tobacco do you use?
- Have you ever tried to cut down or stop?
- Do you think you are addicted?
- What has happened when you did try to stop in the past?
Advise
How you advise is dependent upon your setting. In a medical setting, advising is straightforward. Inform the individual that tobacco
use is harmful to their health for specific reasons related to their own
health history such as:
Your triglycerides are up, your mother died of a stroke, your father died of a heart attack. Your chances of dying of similar causes are greatly
increased if you continue to smoke. Based on your history and current
health, I strongly advise you to stop using tobacco in any form right now.
I can help with the process if you need help.
If you are a chemical dependency or other type of counselor, tobacco use can be best addressed in your setting by advising people of your
professional stance toward nicotine. It may come as a surprise to many, so
be prepared for resistance. If you are employed in a treatment facility or
in the military, your facility's policy toward nicotine will have to be
communicated clearly and directly to the individual. Once again, be
prepared for resistance.
In working with the resistance, empathize with the reaction of surprise, but maintain a firm stance regarding your personal support of the policy
however it limits nicotine use. It is a critical error to give a double
message such as:
I personally think you ought to wait until at least a year after you become clean and sober to stop smoking.
The tendency to side with the patient to build an alliance is often a strong one, and must be kept in proper perspective. Many hospitals going
nicotine free have suffered from mixed messages given to patients by their
disgruntled staff who may use or condone the use of nicotine themselves.
Once all staff members are in accordance with the policy, patients tend to
accept policies much more readily. However, restrictions on nicotine and
treatment of the issue as an addiction make intuitive sense, so people
generally can understand the logic of nicotine dependency treatment after
adequate exposure. An example of a helpful statement may be:
It looks like this policy comes as a surprise to you. Here's my thinking. See if it makes sense to you. It's bad enough going through detox once for
drugs and alcohol. I'd hate to see you go through it again a few years down
the road if you decide to stop smoking. Detox is detox, and your body is
going to be screaming. If you'd like, we can take care of it all at the
same time. And I'll be here to help.
You can then advise individuals of their options in dealing with nicotine
as determined by your facility. Whether you offer voluntary or mandatory
aspects of nicotine treatment programming, the individual needs to be made
aware of all the options and consequences so as to choose their own course
of action. Once you have advised them of the facility's position and
program options, it is up to them how to respond.
If you are an employee assistance professional, your position is much the
same as the chemical dependency counselor. Your stated stance might be
determined by your employer. On the other hand, you may be more in the
position of a private practice psychotherapist, counselor or fitness
professional who can bring up the issue as one deserving professional
attention. Simply by having the question on the intake form and raising it
in the initial interview, the individual is alerted to the fact that this is
an important issue that can be discussed. Questioning as described
previously can continue until the individual chooses to disengage from the
topic. If someone attempts to disengage, it is best to let the issue drop
and perhaps give them materials designed for those in the pre-contemplative
or contemplative stage of readiness to change (to be discussed in a later
section of this Guidebook). For others who are interested in pursuing
options regarding how to become nicotine free, you can move on to the third
"A," assisting.
Assist
Assisting can involve anything from setting a nicotine freedom or
stop-smoking date along with giving printed materials, to offering a full
NFS individual or group intervention. Different individuals will need
different levels of intervention. This choice largely depends on the
individual. However, since many physicians will not prescribe nicotine
replacement therapy without a "behavioral program," many more individuals
are attending such programs. Nicotine is beginning to be recognized as the
serious addiction it truly is.
Arrange for Follow Up
This last step has been shown very important, even
if it only involves a quick phone call several weeks after someone becomes
nicotine free. You can work with a physician who is following up as well.
Research has shown that individuals working with two or more professionals
and having a greater number of contacts are more successful in the long-term.
4-17-08
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